{"product_id":"examples-explanations-securities-regulation-paperback","title":"Examples \u0026 Explanations: Securities Regulation - Paperback","description":"\u003cdiv\u003e\u003cp style=\"text-align: right;\"\u003e\u003ca href=\"https:\/\/reportcopyrightinfringement.com\/\" target=\"_blank\" rel=\"nofollow\"\u003e\u003cb\u003eReport copyright infringement\u003c\/b\u003e\u003c\/a\u003e\u003c\/p\u003e\u003c\/div\u003e\u003cp\u003eby \u003cb\u003eAlan R. Palmiter\u003c\/b\u003e (Author)\u003c\/p\u003e\u003cp\u003eSecurities Regulation is said to be among the toughest courses in law and business schools. This is not surprising: its vocabulary is arcane and clubbish, its guiding principles are nuanced and contradictory, its structure is convoluted and layered. Like an M.C. Escher print, the subject flashes back and forth between the esoteric and the prosaic. \u003c\/p\u003e\u003cp\u003e\u003c\/p\u003e Student-friendly and engaging, this best-selling text--also used by Wall Street lawyers and SEC staffers as a reference book--offers an overview of federal (and state) securities regulation and illustrates the topic with practical applications. \u003cp\u003e\u003c\/p\u003e\u003cb\u003eExamples \u0026amp; Explanations: Securities Regulation, Ninth Edition\u003c\/b\u003e combines clear textual synthesis followed by examples and explanations that invite students to test their understanding by applying the law to fact patterns--many drawn from actual stories in the securities markets. \u003cp\u003e\u003c\/p\u003e\u003cb\u003eNew to the Ninth Edition: \u003c\/b\u003e\u003cul\u003e\n\u003cli\u003e End-of-chapter overviews that identify and describe the essential points of each chapter - using multiple-choice questions and short answers \u003c\/li\u003e\n\u003cli\u003e Updates on U.S. capital formation in public and private securities markets, with a focus on trends in IPOs, going-private transactions, and private placements \u003c\/li\u003e\n\u003cli\u003e Updated materials on the SEC's approach to crypto-currencies (including digital coin offerings) under the federal securities law \u003c\/li\u003e\n\u003cli\u003e Trends in the use of Reg D, Reg A+, and Reg CF over the past several years, given recent amendments to these registration exemptions under the Securities Act of 1933 \u003c\/li\u003e\n\u003cli\u003e Recent decisions by the U.S. Supreme Court: \u003cul\u003e\n\u003cli\u003e The actionability of omissions under Rule 10b-5(b) only if disclosed information is rendered misleading \u003ci\u003e-\u003c\/i\u003e\u003ci\u003eMacquarie Infrastructure Corp. v. Moab Partners, L.P.\u003c\/i\u003e (2024) \u003c\/li\u003e\n\u003cli\u003e The right to a jury trial (and thus a judicial forum) in SEC enforcement actions seeking civil penalties \u003ci\u003e-\u003c\/i\u003e\u003ci\u003eSEC v. Jarkesy \u003c\/i\u003e(2024) \u003c\/li\u003e\n\u003cli\u003e The tracing requirement for Section 11 suits under the Securities Act of 1933 \u003ci\u003e-\u003c\/i\u003e\u003ci\u003eSlack Technologies, LLC v. Pirani \u003c\/i\u003e(2023) \u003c\/li\u003e\n\u003cli\u003e The burden on the defendant in a securities fraud class action to prove lack of price impact \u003ci\u003e- Goldman Sachs Group Inc. v. Arkansas Teacher Retirement System\u003c\/i\u003e (2021) \u003c\/li\u003e\n\u003cli\u003e The requirement in an SEC action seeking disgorgement that the award not exceed the wrongdoer's net profits and be used to compensate victims\u003ci\u003e - Liu v. SEC \u003c\/i\u003e(2020) \u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli\u003e Extensive discussion of sustainability disclosure arising from the SEC's climate change rule, disclosure approaches outside the United States, and pressure from institutional investors \u003c\/li\u003e\n\u003c\/ul\u003e \u003cp\u003e\u003c\/p\u003e\u003cb\u003eProfessors and students will benefit from: \u003c\/b\u003e\u003cul\u003e\n\u003cli\u003e Updated charts on: \u003cul\u003e\n\u003cli\u003e Stock ownership in the United States \u003c\/li\u003e\n\u003cli\u003e US capital formation through public and private offerings \u003c\/li\u003e\n\u003cli\u003e Actual use of the various SEC registration exemptions \u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli\u003e Tables that describe: \u003cul\u003e\n\u003cli\u003e Corporate governance rules applicable to public companies under federal securities laws \u003c\/li\u003e\n\u003cli\u003e Business interests that qualify (and do not qualify) as securities \u003c\/li\u003e\n\u003cli\u003e Climate change disclosure standards adopted (and not adopted) by the SEC \u003c\/li\u003e\n\u003cli\u003e Marketing activities permitted (and not permitted) during a registered offering \u003c\/li\u003e\n\u003cli\u003e Conditions for the various statutory and SEC registration exemptions \u003c\/li\u003e\n\u003cli\u003e Elements of private causes of action under the '33 Act and '34 Act \u003c\/li\u003e\n\u003cli\u003e Comparison of antifraud remedies under federal and state \"blue sky\" laws \u003c\/li\u003e\n\u003cli\u003e Persons subject to (and not subject to) the Rule 10b-5 insider trading rules \u003c\/li\u003e\n\u003cli\u003e US corporate governance standards applicable (and not) to foreign private issuers \u003c\/li\u003e\n\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003cli\u003e Chapter overviews that identify: \u003cul\u003e\u003cli\u003e Main concepts (and vocabulary) of...\n            \u003cdiv\u003e\n\u003cstrong\u003eNumber of Pages:\u003c\/strong\u003e 726\u003c\/div\u003e\n            \u003cdiv\u003e\n\u003cstrong\u003eDimensions:\u003c\/strong\u003e 1.45 x 10 x 7 IN\u003c\/div\u003e\n            \u003cdiv\u003e\n\u003cstrong\u003ePublication Date:\u003c\/strong\u003e May 01, 2025\u003c\/div\u003e\n            \u003c\/li\u003e\u003c\/ul\u003e\n\u003c\/li\u003e\n\u003c\/ul\u003e","brand":"BooksCloud","offers":[{"title":"Default Title","offer_id":47330927018233,"sku":"9798892072861","price":136.71,"currency_code":"USD","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0789\/2782\/3097\/files\/duRZkmWy8c9798892072861.webp?v=1769611009","url":"https:\/\/bookscloud.io\/products\/examples-explanations-securities-regulation-paperback","provider":"BooksCloud Book Dropshipping","version":"1.0","type":"link"}